HONGKONGDIR

HOMECompaniesDictionaryFAQs

Home » Dictionary » Brokerages » Office of Compliance Inspections and Examinations (OCIE)

Office Of Compliance Inspections And Examinations (OCIE)

Definition
The department within the Securities & Exchange Commission (SEC) responsible for inspecting and examining brokers, dealers, self-regulatory organizations, clearinghouses, and other market participants.

Nearby Terms
Similar companies
Copyright © 2013 hongkongdir.com All Rights Reserved.
Provides public information about companies in the Hong Kong.